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Alan J. Levin, Esq.
(212) 912-2777
dbo.fn jc Profile(vBoNetContact.ID)
Alan J. Levin, Esq.
Brookfield Place 200 Vesey Street New York, NY 10281
(212) 912-2777
(888) 325-9088
Regulatory Cnsl Mbr
Business Transactions, Legislative, Litigation, Regulatory
Connecticut, District of Columbia, New York
Alan Levin is a partner in the New York and Hartford offices of Locke Lord. He has served on the Executive Committee since 2012 and previously served as its Vice Chair. He served as Managing Partner of the legacy Firm of Edwards Wildman Palmer LLP from 2014-2015, and was the Firm Chairman from 2012-2014. Alan Levin advises sectors of the insurance and reinsurance industry, including domestic, foreign and overseas insurers and reinsurers. His clients consist of insurers (property and casualty/life and health), reinsurers, producers, buyers of insurance and reinsurance, reinsurance intermediaries, third party administrators, life settlement companies, private equity funds, hedge funds, captives insurance programs, including debt and private equity investments in financial services providers, insurance companies and alternative risk transfer (ART), adverse development cover (ADC), lenders, investment banks, state insurance regulators, debtors and creditors of insolvent insurers and trade associations.

• Both insurers and reinsurers have depended on Alan in regulatory matters, in the areas of formation and licensing, mergers and acquisitions in the fields of life and health, and property and casualty, rehabilitation and liquidation matters and mutual holding company conversions
• Represented clients in commutations, has structured off-shore reinsurance transactions and analyzed reinsurance portfolios in the reinsurance industry
• Represented insurance companies as investors, lenders and as investment bankers, and in public offerings and private placements
• Involved in the representation of clients in corporate governance matters, including meetings of shareholders and directors
• Represents clients in the sale and acquisition of insurance producers and in connection with regulatory matters ranging from licensing to attorney general and insurance department investigations
• Represented mutual insurers in mutual affiliation transactions
• Challenged by the maze of state legislative and regulatory developments, Alan has taken clients involved in administrative hearings before state insurance departments
• Life settlement companies regularly seek Alan's advice on regulatory, strategic and structuring issues
• Structured and implemented clients' plans designed to create new services and products in the health care industry
• Counsel to overseas insurers with activities in the U.S. or in other countries, he has worked on numerous corporate transactions involving the raising of corporate capital to be deployed at Lloyd's of London

Professional Affiliations and Awards
• Member, Connecticut Bar Association
• Member, International Bar Association
• Member, Federation of Regulatory Counsel Inc
• Member, American Bar Association

Publications & Presentations
Moderator; Reactions North America Re/Insurance Conference, New York:  Empowering Mutuals: New Tools to Accelerate Business; September 26, 2019

Article on Favorable Independent Contractor Misclassification Ruling for Insurance Companies; Outside Publication; Insurance Coverage Law Report; Summer 2019

Insurance Agent for Northwestern Mutual Found to be Independent Contractor, Not Employee; Co-Author; Insurance & Reinsurance Blog; May 9, 2019

Panelist, Hartford InsurTech Hub Workshop:  Take It or Leave It: Live Term Sheet Negotiation from Both Sides of the Table; March 28, 2019

CEO Panel Discussion; Moderator; Reactions North America Re/Insurance Conference, New York; September 27, 2018

Insurance: Regulatory &
Public Law, Governmental & Public
Health Care
International Insurance/Reinsurance:
Transactional & Regulatory

Industry Groups

J.D., Brooklyn Law School, 1985
B.A., Clark University, 1982

Bar Admissions
Connecticut, 1986
District of Columbia, 2012
New York, 2014

Published Articles

Published Alerts

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Governor Dannel P. Malloy signed PA 16-82, An Act Concerning Health Insurance Coverage for Tomosynthesis for Breast Cancer Screenings9/1/2016
Homeowners' Foundation Bill Introduced in Connecticut Legislature5/1/2016
Connecticut Regulatory Updates11/1/2015
Interstate Insurance Product Regulation Compact Legislation Filed in Connecticut2/1/2013
Holding Company Act Regulation Proposed by Connecticut Insurance Department12/1/2012
Connecticut Enacts NAIC Model Law Regarding Enterprise Risk6/1/2012
Connecticut Amends Regulation of Domestic Captives12/1/2011
Connecticut Establishes Legislative Task Force to Examine Life Insurance Policy and Annuity Conversions and the Provision of Certain Notifications by Life Insurance Companies10/1/2011
New Disclosure Requirements Imposed on Life Insurers6/1/2011
Connecticut Joins Other States in Launching Inquiry into Death Benefit Payments by Life Insurers6/1/2011
Connecticut Amends Standards for Determination of Hazardous Financial Condition; Remedial Measures2/1/2011
Connecticut Names Acting Insurance Commissioner12/1/2010
Connecticut Insurance Department issues Warning regarding Expansive Certificates of Insurance12/1/2010
Connecticut Insurance Department Imposes Strict Data Breach Notification Requirement10/1/2010
The Connecticut Insurance Department Issues Guidance Clarifying Form D Filing Requirements12/21/2016
New Corporate Governance Annual Disclosure Requirements for Connecticut Insurers Take Effect3/22/2017
Connecticut General Assembly Passes Bill Authorizing Domestic Insurers to Divide5/23/2017
Connecticut Governor Signs Bill Authorizing Domestic Insurers to Divide7/26/2017
Connecticut Enacts Omnibus Insurance Law11/20/2017
Proposed Amendments to Regulations Applicable to Surplus Lines Insurers3/26/2018

Positions in FORC

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